General Regulations for the Degree of Doctor of Philosophy (PhD)
(Continued)

 

13. Attendance and Performance
13.1 Regular contact with supervisors is a requirement for all candidates and, in order to ensure a mechanism which monitors this contact, candidates are required to submit a bi-annual record in March and September of these meetings to the Research & Postgraduate Studies Section of the Academic Registry direct. 

 

13.2 Candidates shall further be required to present a written progress report annually to their supervisors. Supervisors will attach an assessment of the candidates' performance and submit the reports and the assessment to the Research & Postgraduate Studies Section of the Academic Registry (copied to appropriate head of department and faculty/school dean). The submission for candidature may serve as the first annual report, depending on a coincidence between the timing of the two. 

 

13.3 If a candidate fails to satisfy the requirements under sections 13.1 and 13.2, or fails to make satisfactory progress, the supervisor(s) shall advise the candidate in writing. A copy of the letter will be sent to the Postgraduate Studies Committee for record. If the candidate continues not to satisfy the requirements of attendance and performance, he/she may, after due warning, be dismissed from the University. 

 

13.4 A candidate may notify the Postgraduate Studies Committee in writing of any illness or other special circumstances which may have prevented his/her satisfying the requirements under sections 13.1, 13.2 and 13.3 or adversely affected his/her performance and which he/she might like to be taken into account before the Postgraduate Studies Committee makes a recommendation in terms of section 13.3.

 

14. Thesis Requirements
14.1 The thesis shall comply with the following conditions:
a) The thesis shall form a contribution to the knowledge of the subject and be original. The originality shall be shown either by the discovery of new facts or by independent critical power.
b) The thesis shall not incorporate published work unless the work was published subsequent to the registration of the candidate for the degree of Doctor of Philosophy.
c) The thesis shall be the candidate's own account of his/her research and shall be accompanied by a declaration to this effect signed by the candidate.
d) Where a candidate's research work is part of a collaborative project, the thesis must clearly indicate the candidate's individual contribution and the extent of collaboration.
e) A candidate shall not submit work that has previously been included in a thesis, dissertation or report submitted to the University or any other institution in support of an application for a degree, a diploma or other qualification.
f) The thesis shall be suitable for publication either as submitted or in an amended form.

 

14.2 Title of Thesis
The title of thesis shall be submitted by the candidate for approval not later than three months before the presentation of the thesis for examination. Thereafter no modification of the title can be made without further approval.

 

14.3 Submission of Thesis
14.3.1 At the end of the course of study, a candidate shall submit four copies of the thesis to the Postgraduate Studies Committee, three of which shall be kept by  the University. The thesis shall conform in layout, binding and presentation to the requirements prescribed by the Postgraduate Studies Committee.
14.3.2 The thesis shall contain an abstract of 200-500 words in English and/or 400-1000 characters in Chinese summarizing the proposed content of the thesis.

 

15. Examinations
15.1 Candidates for the degree of Doctor of Philosophy shall be examined in terms of their theses submissions, by oral examination, and, in some instances, by means of written examination. The Postgraduate Studies Committee will appoint a Board of Examiners to conduct these examinations within four months after the submission of the thesis to the Postgraduate Studies Committee Secretary. 

 

15.2 The focus of the examination of candidates is on: 
a) the subject of the thesis, in particular the quality of research supporting it;
b) the field of study encompassed by the thesis;
c) the originality of the research;
d) the written and oral presentations of the research results and conclusions; and
e) the contribution of the research to the field of knowledge. 

 

15.3 The Board of Examiners may dispense with an oral examination should the external examiners adjudge the thesis to be of exceptional merit. 

 

16. Examinations Results
16.1 Candidates who fulfil requirements of candidature and coursework, submit an acceptable thesis, and satisfy the Board of Examiners shall be recommended, through the Postgraduate Studies Committee, to the Senate for the conferment of the degree of Doctor of Philosophy.

 

16.2 In cases where a candidate has failed to fully satisfy the examiners or the Postgraduate Studies Committee, the candidate may be:
a) required to re-submit the thesis with minor modifications or revisions as required by the examiners. When the revisions are approved by the principal supervisor, the final thesis must be submitted to the Postgraduate Studies Committee within three months; or
b) required to re-submit the thesis with substantial revisions as required by the examiners. When the revisions are approved by the principal supervisor and the examiners, the final thesis must be submitted to the Postgraduate Studies Committee within six months: or
c) required to undergo further oral and/or written examination(s) within six months; or 
d) deemed to have failed in his/her candidacy.

 

16.3 Under exceptional circumstances, the Postgraduate Studies Committee has the discretion to recommend that the candidate be awarded the degree of the Master of Philosophy. 

 

16.4 A candidate shall be notified of the results of the examination within two weeks from the date of the oral examination. 

 

16.5 A candidate shall be notified of the decision of the Senate.

 

17. Appeal Against Decisions
17.1 Decision concerning subject grade assignment, eligibility of subject transfer, or qualification for candidacy may be appealed to Chairman of the Postgraduate Studies Committee. Decisions of the Postgraduate Studies Committee may be appealed to Chairman of the Senate.

 

17.2 In cases concerning the fulfilment of requirements for awarding of the degree of Doctor of Philosophy, appeals may be carried to the next higher sitting authority above the one who made the decision under appeal. That is, if a Board of Examiners' decision is appealed, it would be to the Postgraduate Studies Committee; if it is a decision of the Postgraduate Studies Committee, it would then be directed to the Senate.

 

17.3 Under normal circumstances, one appeal is all that is permitted. Where exceptional circumstances arise, such as information was not available to the Postgraduate Studies Committee when it ruled on an appeal of a Board of Examiners' decision, a second appeal may be permitted. Within the normal academic processes and structures, Senate rulings cannot be appealed.

 

18. The Award of the Degree of Doctor of Philosophy
18.1 A candidate who has complied with all the conditions for the award of the degree of Doctor of Philosophy shall be entitled to receive the degree.

 

18.2 Degrees are conferred at the commencement ceremony of the University. 

 

Source: Calendar/Bulletin 1998-99, Hong Kong Baptist University 

 

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